Description
Join BMO Private Wealth as a Compliance Officer, focusing on risk identification and management. This role demands an in-depth understanding of compliance frameworks and effective collaboration.
As a Compliance Officer, you will support the oversight of compliance and operational risk programs, ensuring that industry regulations are met effectively. Build strong relationships with business units and regulators to foster a culture of compliance and risk mitigation. Your analytical skills will contribute to developing actionable insights and maintaining effective governance within the organization.
Key Responsibilities: • Manage compliance-related projects and initiatives • Monitor industry developments affecting compliance protocols • Evaluate and implement first line of defense programs • Respond to audits and regulatory examinations • Develop action plans to address compliance gaps
Requirements: • 5-7 years of experience in compliance roles • Relevant post-s...
As a Compliance Officer, you will support the oversight of compliance and operational risk programs, ensuring that industry regulations are met effectively. Build strong relationships with business units and regulators to foster a culture of compliance and risk mitigation. Your analytical skills will contribute to developing actionable insights and maintaining effective governance within the organization.
Key Responsibilities: • Manage compliance-related projects and initiatives • Monitor industry developments affecting compliance protocols • Evaluate and implement first line of defense programs • Respond to audits and regulatory examinations • Develop action plans to address compliance gaps
Requirements: • 5-7 years of experience in compliance roles • Relevant post-s...
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