Branch Manager At Ci Wealth Management Toronto

Corporate Branch Manager – CI Assante Wealth Management

Lead compliance and supervision as a Corporate Branch Manager at CI Assante Wealth Management. This role emphasizes regulatory adherence, training, and supporting registered individuals across branches.

As a Corporate Branch Manager, you will oversee branch operations and ensure compliance with securities regulations in your assigned locations. With at least 5 years in the securities industry and 2 years in management, you’ll utilize your extensive knowledge to enhance branch performance and support registered staff throughout their training and compliance periods.

Key Responsibilities

• Supervise branch operations and compliance for AWM registered individuals
• Approve current accounts and ensure documentation is complete
• Monitor registered individuals during training and supervision
• Conduct trade and account reviews for compliance
• Report significant clien...