Business Conduct Compliance Examiner

40 Temperance Street Suite 2600 Toronto, ON M5H0B4, CAN

Description

Position Title: Business Conduct Compliance Examiner

Department: Business Conduct Compliance

Location: Toronto

Status: Permanent Full-Time (Hybrid)

Day in the life of:

As a self‑regulatory organization, the Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high‑quality regulatory and investment industry standards seriously, while protecting investors and supporting healthy capital markets in Canada. In Business Conduct Compliance (BCC), we take great pride in what we do. By joining our dynamic and collaborative team of industry professionals, you will have the opportunity through the examination process to make a difference for investors and the capital markets. As a key member of an examination team, the BCC Examiner conducts field reviews of sales and business conduct activities...