Permanent

Compliance/Advice Quality Manager (IFA)

Posted by Heat Recruitment • June 05, 2026

📍 Birmingham, England, United Kingdom
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Description

Location

Birmingham

Salary £40000 - £55000 TypePermanent WorkplaceHybrid Ref89627

Recruiter Managing This Role

Compliance/Advice Quality Manager Stourbridge up to £55,000


This is an award winning financial planning and investment company that specialises in proving a wide range of services to private clients, corporations, HNW individuals and financial services professionals across the UK.


This company have an exciting opportunity to work alongside the Managing Director and wider SLT panel.


This role will be a vital part of the financial planning process supporting across multiple functions / stakeholders, ensuring operations are carried out correctly. 


Role Responsibilities

  • Responsible for 1st line quality assurance monitoring across Wealth Planning.
  • Ensuring all relevant 1st line checks are being completed by the relevant Managers to a consistent frequency and standard
  • En...
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