CPA for Regulatory Reviews and Compliance

Become a key CPA in the Registration Division, conducting compliance reviews to ensure the integrity of Ontario's capital markets. Engage with diverse stakeholders to implement corrective actions effectively.

In this role, you will lead reviews to assess compliance of registered firms with securities regulations. Your expertise will help formulate necessary actions to address any non-compliance issues while fostering collaborative relationships. The position is critical to upholding market stability and investor confidence.

Key Responsibilities:
• Conduct thorough reviews of regulated entities
• Prepare reports outlining compliance shortcomings
• Work alongside stakeholders to find solutions
• Address emerging regulatory issues proactively
• Promote effective market practices and investor trust

Requirements:
• Membership with CPA Ontario is required
• Minimum 1 year audit experience post-CPA
• Experi...