Director, Compliance Tier 2 Supervision

Overview

Director, Compliance Tier 2 Supervision

The Director Compliance, Tier 2 Supervision will oversee Managed Program, and Capital Markets. This position reports to the Chief Compliance Officer and Vice-President iA Private Wealth (CCO) who is responsible for all compliance and risk strategies, policies, and processes for all of iA Private Wealth. The Director Compliance will support the CCO in carrying out its functions and ensuring the compliance system satisfies complex regulatory requirements in a dynamic environment where new risks are continually presented. As a Director and leader, this person will also play a strategic role in challenging and helping the CCO to continuously improve the compliance program at iA Private Wealth and develop solid relationships with the business and its agents. This role will also act as an experienced resource for employees and agents to help ensure compliance with applicable securities requirements and internal policies...