Full time
Apply Now
Director, Wealth Management Canada Compliance
Posted by 0000050599 RBC Dominion Securities Inc. • June 05, 2026
Description
Job Description
What is your opportunity?As Director, RBC Wealth Management Canada Compliance, you will play a key leadership role in support of the RBC Dominion Securities Inc. (Retail) (RBC DS) business, Canada’s largest investment dealer and wealth management firm. You will be responsible for a broad mandate, which includes: people management, advisory inquiries, complaint handling, regulatory change management, monitoring, internal and external audits, policies and procedures and compliance training. What will you do?Manage a team of Compliance Managers who support RBC DS branches across the country.
Address and provide support in respect of client complaints as required; and support internal and external investigations.
Act as the key Compliance representative on significant regulatory changes that impact RBC DS (e.g., CIRO, CSA): Review, interpret and apply rules and rule amendments; provide comments on propo...
Ready to Seal the Deal?
Submit your application today and take the next step in your career with 0000050599 RBC Dominion Securities Inc..
Apply for this Job