Full-time
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Equity Research Supervisory Analyst – Compliance Lead
Posted by TD Securities • May 31, 2026
Description
A financial services firm in Toronto seeks a Supervisory Analyst to ensure compliance and quality of research. The role involves reviewing research reports, liaising with analysts, and ensuring clarity and fairness in content. Candidates should have a Bachelor's Degree, FINRA Series 16 License, and over 5 years of relevant experience. Familiarity with publishing platforms like BlueMatrix is preferred. This opportunity includes competitive compensation of $175,000 - $185,000 CAD, along with a robust benefits package.
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