Full-time

Manager, Compliance - Tier 1

Posted by IG Wealth Management • March 23, 2026

📍 Canada, Ontario, Canada

Apply Now

Description

Responsibilities
 include:
Conducting Tier 1 supervision activities including conducting reviews of daily and monthly trading, account opening and KYC updates, outside activities, social media supervision, and service-related complaint resolution on either the investment dealer or mutual fund dealer platform, and or both.

Supporting IG Wealth Management registrants in resolving compliance issues with regulatory guideline interpretation and with inquiries relating to acceptance of unique or exceptional situations.

Managing regulatory obligations and commitments, such as the 90-day training program, 6-month supervision, periodic on-site sub-branch visits, continuing education, as well as close supervision.

Identifying training requirements, implementing and coordinating the delivery of training programs.

Participating in internal compliance reviews or external regulator audits conducted in Head Office or Branch/Su...

Job Details

Location Canada, Ontario
Job Type Full-time
Category Other Management Occupations
Posted March 23, 2026
Deadline May 02, 2026

Ready to Seal the Deal?

Submit your application today and take the next step in your career with IG Wealth Management.

Apply for this Job