Registration Inquiries Officer

Description

As a self‑regulatory organization, the Canadian Investment Regulatory Organization (CIRO) is committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.

CIRO is the national self‑regulatory organization that oversees all investment dealers, mutual fund dealers and trading activity on Canada’s debt and equity marketplaces. The Registration Inquiries Officer is a key member of the Registration team, responsible for responding to inquiries related to registration requirements, processes, and regulatory obligations.

Core Responsibilities

• Responds to inquiries from individuals and firms regarding registration requirements, processes, timelines, and regulatory obligations.
• Analyzes, interprets and explains registration regulatory r...