Regulatory Compliance Manager at Fidelity Canada

Fidelity Canada seeks a Regulatory Compliance Manager for a hybrid role in Toronto and Mississauga, focusing on compliance and risk management until October 2027. Elevate your career overseeing key compliance tasks and regulatory responsibilities.
In this contract position, you will manage the Trade Surveillance Program, ensuring adherence to regulatory standards. This role demands significant experience in compliance within the investment dealer industry, particularly with trade surveillance and pre-trade risk controls. You'll collaborate with various teams and support continuous improvements.
Key Responsibilities:
• Manage Trade Surveillance Program investigations and reports
• Identify opportunities for program and system enhancements
• Track limit changes and monitor compliance breaches
• Participate in the Trade Review Committee for timely actions
• Assist with regulatory reporting to FINTRAC and CIRO
Requirements:
• Minimum 5 years in compliance or trad...