We are currently recruiting for a Risk and Best Practice Assistant to join our Bath office. You will assist the Risk and Best Practice team in the provision of professional, efficient, and high quality first-tier assistance with risk and compliance queries to the firm and external parties.
Duties will include:
Be the first point of contact for queries in relation to the department’s policies and procedures, escalating where appropriate Review and respond to first line GDPR data breaches, liaising with the relevant staff. Where appropriate forwarding complex matters to the Risk and Best Practice Lawyer Review and respond to AML queries, escalating to the AML Manager where appropriate Provision of first-tier guidance on client onboarding queries, including initial analysis of e-verification search issues and analysis of PEP and Sanctions matches Provide support to staff on the e-verification and client management syste...