Senior Compliance Officer - CIRO/IIROC Oversight Lead

A leading wealth management firm in Canada seeks a Senior Compliance Officer to oversee compliance activities and promote a culture of compliance. The ideal candidate will have over 5 years of experience in compliance, including 3 years as a Tier 1 Supervisor. Responsibilities include staff supervision, conducting reviews, and supporting branch personnel with compliance inquiries. A post-secondary education and in-depth regulatory knowledge are essential. The role is hybrid, based in either Vancouver or other locations in Canada, with a competitive salary range of $80k-$110k.
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