Senior Compliance Officer, Product - 12 Month Contract

Overview

Raymond James Ltd. is Canada’s leading independent investment dealer offering high quality investment products and services to Canadians seeking customized solutions to their wealth management needs.

Senior Compliance Officer, Product Risk – 12 Month Contract.

How does the role impact the organization?

Raymond James Ltd. is Canada’s leading full-service independent investment dealer, providing high quality investment products and services to Canadians seeking customized solutions. We are seeking a highly qualified Senior Compliance Officer to join our team. In this role, you will play a critical part in ensuring the firm’s compliance with industry regulations and internal policies. You will perform day-to-day tasks related to product and security risk, maintain compliance standards, support departmental reporting, and provide guidance through the compliance help desk.

Responsibilities

Product and Security Risk ...