Description
Join CIRO as a Surveillance Officer to enhance market integrity through real-time trading analysis and compliance verification. Utilize your expertise in derivatives and securities legislation in a hybrid work environment.
In this pivotal role, you will leverage 5 to 10 years of trading and compliance experience. Your responsibilities will include monitoring trading activities, reviewing listed issuer press releases, and conducting detailed analysis to identify potential violations of UMIR. This position aims to ensure that all marketplace participants adhere to the highest standards of integrity.
Key Responsibilities:
• Communicate with stakeholders regarding market manipulation and compliance
• Conduct cross-assets analysis for violations in securities laws
• Review press releases for materiality and compliance
• Monitor trading activity and ensure compliance with UMIR
• Develop detection tools for evolving trading patterns
...
In this pivotal role, you will leverage 5 to 10 years of trading and compliance experience. Your responsibilities will include monitoring trading activities, reviewing listed issuer press releases, and conducting detailed analysis to identify potential violations of UMIR. This position aims to ensure that all marketplace participants adhere to the highest standards of integrity.
Key Responsibilities:
• Communicate with stakeholders regarding market manipulation and compliance
• Conduct cross-assets analysis for violations in securities laws
• Review press releases for materiality and compliance
• Monitor trading activity and ensure compliance with UMIR
• Develop detection tools for evolving trading patterns
...
Ready to Seal the Deal?
Submit your application today and take the next step in your career with CIRO / OCRI.
Apply for this Job